---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-071221"
form_type: "8-K"
ticker: "OXSQ"
cik: "0001259429"
company_name: "Oxford Square Capital Corp."
filed_at: "2023-08-28T23:59:59+00:00"
generated_at: "2026-06-11T02:48:45.194711+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.1
calibrated_materiality_score: 0.1
confidence: "high"
source: SEC EDGAR
---

# Oxford Square Capital shareholders elect Novak and Royce as directors, ratify PwC as auditor

## Summary
- Steven P. Novak elected with 13,819,734 votes for; 3,780,252 withheld; 20,458,846 broker non-votes.
- Charles M. Royce elected with 15,300,082 votes for; 2,299,903 withheld; 20,458,846 broker non-votes.
- Ratification of PricewaterhouseCoopers as auditor for FY2023: 35,743,694 for, 1,891,382 against, 423,756 abstain.
- Annual Meeting held August 25, 2023; record date June 30, 2023; 56,395,751 shares entitled to vote.

## SEC filing metadata
- accession: 0001213900-23-071221
- form_type: 8-K
- ticker: OXSQ
- cik: 0001259429
- company_name: Oxford Square Capital Corp.
- filed_at: 2023-08-28T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.1
- calibrated_materiality_score: 0.1
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1259429/000121390023071221/0001213900-23-071221-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1259429/000121390023071221/ea160617_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-071221
- JSON: https://secwatch.observer/filing/0001213900-23-071221.json
- Plain text: https://secwatch.observer/filing/0001213900-23-071221.txt

## Key facts
- Shareholder Votes
  Oxford Square Capital Corp. shareholders approved Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending December 31, 2023 at the 2023-08-25 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-08-25
  source text: Stockholders ratified the appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 based on the following votes: For Against Abstain Broker Non-Votes 35,743,694 1,891,382 423,756 -
  evidence_url: https://www.sec.gov/Archives/edgar/data/1259429/000121390023071221/0001213900-23-071221-index.htm
- Shareholder Votes
  Oxford Square Capital Corp. shareholders approved Election of two nominees for director to serve for three-year terms at the 2023-08-25 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-08-25
  source text: Stockholders elected two nominees for director, who will each serve for a three-year term to expire at the 2026 Annual Meeting of Stockholders based on the following votes: Name For Withheld Broker Non- Votes Steven P. Novak 13,819,734 3,780,252 20,458,846 Charles M. Royce 15,300,082 2,299,903 20,458,846
  evidence_url: https://www.sec.gov/Archives/edgar/data/1259429/000121390023071221/0001213900-23-071221-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.