---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-072610"
form_type: "8-K"
ticker: "FOXO"
cik: "0001812360"
company_name: "FOXO TECHNOLOGIES INC."
filed_at: "2023-08-31T23:59:59+00:00"
generated_at: "2026-06-11T01:22:42.675034+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# NYSE American accepts FOXO equity deficiency plan; low-price listing must be cured by Feb 2024

## Summary
- NYSE American accepted FOXO compliance plan for Section 1003(a)(i), extending deadline to December 12, 2024.
- Company remains noncompliant with Section 1003(f)(v) due to 30-day average stock price below $0.20 per share.
- Must cure low-price issue by February 16, 2024, via reverse stock split or sustained price improvement; split approved in May 2023.
- Company continues as noncompliant issuer with ".BC" indicator; delisting proceedings could start if deadlines are missed.

## SEC filing metadata
- accession: 0001213900-23-072610
- form_type: 8-K
- ticker: FOXO
- cik: 0001812360
- company_name: FOXO TECHNOLOGIES INC.
- filed_at: 2023-08-31T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1812360/000121390023072610/0001213900-23-072610-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1812360/000121390023072610/ea184463-8k_foxotech.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-072610
- JSON: https://secwatch.observer/filing/0001213900-23-072610.json
- Plain text: https://secwatch.observer/filing/0001213900-23-072610.txt

## Key facts
- Listing & Compliance Notices
  FOXO TECHNOLOGIES INC. received a nyse_american noncompliance notice notice regarding stockholders equity (rules 1003(a)(i)).
  - Exchange: nyse american
  - Notice: noncompliance notice
  - Deficiency: stockholders equity
  - Rules: 1003(a)(i)
  source text: June 12, 2023, FOXO Technologies Inc. (the “Company”) received a notice (the “Notice”) from NYSE American LLC (“NYSE American”) stating that it is not in compliance with the continued listing standards set forth in Section 1003(a)(i) of the NYSE American Company Guide (the “Company Guide”) and requesting that the Company submit a plan of compliance (the “Plan”) addressing how it intends to regain compliance. In response to the Letter, the Company submitted the Plan to NYSE American on July 12, 2023. On August 29, 2023, the Company received a letter from NYSE American stating that NYSE American
  evidence_url: https://www.sec.gov/Archives/edgar/data/1812360/000121390023072610/0001213900-23-072610-index.htm
- Listing & Compliance Notices
  FOXO TECHNOLOGIES INC. received a nyse_american noncompliance notice notice regarding minimum bid price (rules 1003(f)(v)).
  - Exchange: nyse american
  - Notice: noncompliance notice
  - Deficiency: minimum bid price
  - Rules: 1003(f)(v)
  source text: August 16, 2023, from NYSE American stating that it is not in compliance with the continued listing standard set forth in Section 1003(f)(v) of the Company Guide because the Company’s Class A common stock was selling for a substantial period of time at a low price per share, which NYSE American determined to be a 30-trading day average of less than $0.20 per share. The Second Notice stated that the Company’s continued listing is predicated on it effecting a reverse stock split of its Class A common stock or otherwise demonstrating sustained price improvement within a reasonable period of time
  evidence_url: https://www.sec.gov/Archives/edgar/data/1812360/000121390023072610/0001213900-23-072610-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
