---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-073225"
form_type: "8-K"
ticker: "WHLR"
cik: "0001527541"
company_name: "Wheeler Real Estate Investment Trust, Inc."
filed_at: "2023-09-01T23:59:59+00:00"
generated_at: "2026-06-11T00:29:50.208755+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Wheeler regains compliance with Nasdaq minimum bid price requirement

## Summary
- Received notification letter from Nasdaq on September 1, 2023 confirming compliance.
- Closing bid price of common stock was at least $1.00 per share for the required period.
- Minimum bid price deficiency matter previously disclosed on June 28, 2023 is now closed.
- Board also adopted a new Code of Business Conduct and Ethics, superseding prior codes.
- No waiver of any prior code provisions occurred with the adoption.

## SEC filing metadata
- accession: 0001213900-23-073225
- form_type: 8-K
- ticker: WHLR
- cik: 0001527541
- company_name: Wheeler Real Estate Investment Trust, Inc.
- filed_at: 2023-09-01T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 5.05, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1527541/000121390023073225/0001213900-23-073225-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1527541/000121390023073225/ea184563-8k_wheeler.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-073225
- JSON: https://secwatch.observer/filing/0001213900-23-073225.json
- Plain text: https://secwatch.observer/filing/0001213900-23-073225.txt

## Key facts
- Governance Changes
  Wheeler Real Estate Investment Trust, Inc.: Adopted a new Code of Business Conduct and Ethics superseding prior codes (effective 2023-08-31).
  - Change: code of ethics
  - Effective: 2023-08-31
  source text: On August 31, 2023, the Board of Directors (the " Board ") of Wheeler Real Estate Investment Trust, Inc. (the " Company ") approved and adopted a new Code of Business Conduct and Ethics that applies to all officers, directors and employees of the Company and constitutes a "code of ethics" as such term is defined in Item 406(b) of Regulation S-K (the " Code of Ethics ").
  evidence_url: https://www.sec.gov/Archives/edgar/data/1527541/000121390023073225/0001213900-23-073225-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.