secwatch.observer — SEC 8-K summary
======================================

Issuer:     XAI Octagon Floating Rate & Alternative Income Trust (XFLT)
CIK:        0001703079
Form:       8-K
Filed at:   2023-09-13T23:59:59+00:00
Accession:  0001213900-23-076402
Event type: other
Sentiment:  neutral
Materiality: 0.25
Item codes: 1.01, 1.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

XFLT appoints Equiniti Trust as transfer agent, replacing DST Systems
---------------------------------------------------------------------

- Equiniti Trust Company appointed as sole transfer agent and registrar effective Sept 13, 2023.
- Prior transfer agent DST Systems terminated; DST agreement to end Sept 25, 2023.
- Initial term of three years, auto-renewing for successive one-year periods unless 90-day notice given.
- Equiniti also serves as Plan Agent under the Fund's Dividend Reinvestment Plan.
- No material financial terms disclosed; routine administrative service provider change.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1703079/000121390023076402/0001213900-23-076402-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1703079/000121390023076402/ea161621_8k.htm
  HTML page:      https://secwatch.observer/filing/0001213900-23-076402

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer