secwatch.observer — SEC 8-K summary
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Issuer:     ConvexityShares Trust (—)
CIK:        0001817218
Form:       8-K
Filed at:   2023-09-14T23:59:59+00:00
Accession:  0001213900-23-076689
Event type: regulatory
Sentiment:  negative
Materiality: 0.65
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

ConvexityShares ETFs SPKY and SPKX receive delisting notice from NYSE Arca, granted 6-month cure period
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- NYSE Regulation notified ConvexityShares Trust on Aug 25, 2023 that SPKY and SPKX failed continued listing requirement for market value.
- Each fund must demonstrate at least $1,000,000 aggregate market value for 30 consecutive trading days to regain compliance.
- A six-month cure period was granted on September 8, 2023; failure may result in delisting.
- During the cure period, a 'below compliance' indicator will be attached to each fund's ticker.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1817218/000121390023076689/0001213900-23-076689-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1817218/000121390023076689/ea185256-8k_convexity.htm
  HTML page:      https://secwatch.observer/filing/0001213900-23-076689

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