---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-079156"
form_type: "8-K"
ticker: null
cik: "0001337619"
company_name: "ENVESTNET, INC."
filed_at: "2023-09-25T23:59:59+00:00"
generated_at: "2026-06-10T09:09:45.184585+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Envestnet names Joshua Warren as CFO; Peter D'Arrigo to step down November 15, 2023

## Summary
- Warren joins as senior advisor Oct 9, becomes CFO Nov 15; D'Arrigo remains CFO until Nov 15 then advisor through Mar 31, 2024.
- Warren previously BlackRock Managing Director, Global Head of Business Strategy for iShares and Index Investments.
- D'Arrigo served as CFO since 2008; separation includes $1.625M severance, $450K 2023 bonus, and $89K prorated 2024 bonus.
- Warren receives $425K base salary, 90% target bonus, $500K signing bonus, and $1.6M in equity grants (RSUs + PSUs) in Feb 2024.
- Warren subject to 24-month non-compete and non-solicitation covenants.

## SEC filing metadata
- accession: 0001213900-23-079156
- form_type: 8-K
- cik: 0001337619
- company_name: ENVESTNET, INC.
- filed_at: 2023-09-25T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1337619/000121390023079156/0001213900-23-079156-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1337619/000121390023079156/ea185701-8k_envestnet.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-079156
- JSON: https://secwatch.observer/filing/0001213900-23-079156.json
- Plain text: https://secwatch.observer/filing/0001213900-23-079156.txt

## Key facts
- Executive change
  Joshua B. Warren was appointed as Chief Financial Officer at ENVESTNET, INC..
  - Action: appointed
  - Role: Chief Financial Officer
  source text: Joshua B. Warren will be joining Envestnet, Inc. as a senior advisor to the Company's Chief Executive Officer on or before October 9, 2023 and will become the Company's Chief Financial Officer effective November 15, 2023.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1337619/000121390023079156/0001213900-23-079156-index.htm
- Executive change
  Peter D'Arrigo departed as Chief Financial Officer at ENVESTNET, INC..
  - Action: stepping down
  - Role: Chief Financial Officer
  source text: On September 25, 2023, Envestnet, Inc. (the “Company”) announced that Peter D'Arrigo will be stepping down as Chief Financial Officer effective November 15, 2023.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1337619/000121390023079156/0001213900-23-079156-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.