secwatch.observer — SEC 8-K summary
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Issuer:     ENVESTNET, INC. (—)
CIK:        0001337619
Form:       8-K
Filed at:   2023-09-25T23:59:59+00:00
Accession:  0001213900-23-079156
Event type: leadership
Sentiment:  neutral
Materiality: 0.65
Item codes: 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Envestnet names Joshua Warren as CFO; Peter D'Arrigo to step down November 15, 2023
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- Warren joins as senior advisor Oct 9, becomes CFO Nov 15; D'Arrigo remains CFO until Nov 15 then advisor through Mar 31, 2024.
- Warren previously BlackRock Managing Director, Global Head of Business Strategy for iShares and Index Investments.
- D'Arrigo served as CFO since 2008; separation includes $1.625M severance, $450K 2023 bonus, and $89K prorated 2024 bonus.
- Warren receives $425K base salary, 90% target bonus, $500K signing bonus, and $1.6M in equity grants (RSUs + PSUs) in Feb 2024.
- Warren subject to 24-month non-compete and non-solicitation covenants.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1337619/000121390023079156/0001213900-23-079156-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1337619/000121390023079156/ea185701-8k_envestnet.htm
  HTML page:      https://secwatch.observer/filing/0001213900-23-079156

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer