secwatch / observer
8-K filed October 10, 2023, 7:59 PM ET CIK 0001762322
other material confidence high sentiment negative materiality 1.00

SHIFT TECHNOLOGIES, INC.: going-concern / distress — Shift Technologies files Chapter 11 bankruptcy, winds down operations

SHIFT TECHNOLOGIES, INC.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

SHIFT TECHNOLOGIES, INC. faced acceleration on senior notes with SoftBank at 6.00% maturing 2025.

Instrument
senior notes
Counterparty
SoftBank
Rate
6.00%
Maturity
2025
Event
acceleration
Exact text from the filing
6.00% Senior Unsecured Notes due 2025 (the “SoftBank Notes”) issued under that certain Note Purchase Agreement, dated as of May 11, 2022, by and between the Company, as issuer, certain of the Company’s subsidiaries party thereto, as guarantors, and SoftBank, as purchaser;
View on SEC.gov
Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

SHIFT TECHNOLOGIES, INC. faced acceleration on credit facility with Ally Bank and Ally Financial Inc..

Instrument
credit facility
Counterparty
Ally Bank and Ally Financial Inc.
Event
acceleration
Exact text from the filing
The Inventory Financing and Security Agreement, dated as of December 9, 2021, as amended, by and among the Company, certain of the Company’s subsidiaries party thereto, Ally Bank and Ally Financial Inc.
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Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

SHIFT TECHNOLOGIES, INC. faced acceleration on convertible notes with U.S. Bank National Association at 4.75% maturing 2026.

Instrument
convertible notes
Counterparty
U.S. Bank National Association
Rate
4.75%
Maturity
2026
Event
acceleration
Exact text from the filing
The filing of the Chapter 11 Cases constitutes an event of default that accelerated the obligations of the Company Parties under the following debt instruments and agreements (collectively, the “Debt Instruments”): ● The Company’s 4.75% Convertible Senior Notes due 2026 (the “Convertible Notes”) issued under that certain Indenture, dated as of May 27, 2021, by and between the Company, as issuer, and U.S. Bank National Association, as trustee (the “Indenture”);
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Distress & Bankruptcy SEC 8-K Item 1.03 confidence 0.9

SHIFT TECHNOLOGIES, INC. entered chapter 11 in U.S. Bankruptcy Court for the Northern District of California (petition 2023-10-09).

Proceeding
chapter 11
Court
U.S. Bankruptcy Court for the Northern District of California
Petition
2023-10-09
Exact text from the filing
Shift Technologies, Inc. (the “Company”) and certain of its direct and indirect subsidiaries (collectively, the “Company Parties”) commenced bankruptcy cases (the “Chapter 11 Cases”) by filing voluntary petitions under Chapter 11 of the U.S. Bankruptcy Code (the “Bankruptcy Code”) in the U.S. Bankruptcy Court for the Northern District of California (the “Bankruptcy Court”).
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Source: SEC EDGAR
accession 0001213900-23-081257
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