{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-23-085586","form_type":"8-K","ticker":"SIEB","cik":"0000065596","company_name":"SIEBERT FINANCIAL CORP","filed_at":"2023-11-13T23:59:59+00:00","discovered_at":"2026-05-14T18:03:31.749118+00:00","generated_at":"2026-06-08T05:51:02.603692+00:00","sec_items":["2.02","8.01","9.01"],"event_type":"other_material","sentiment":"negative","materiality_score":0.8,"calibrated_materiality_score":0.8,"confidence":"high","headline":"Siebert reports Q3 EPS $0.07 vs $0.03; sends MAE notice to Kakaopay over Korean action","bullets":["Revenue $18.1M (+26% YoY), net income $2.8M (+155%), EPS $0.07 vs $0.03.","Total retail accounts 128,727; customer net worth $14.6B.","On Nov 11, Siebert notified Kakaopay of MAE due to Korean regulatory actions against Kakaopay and parent Kakao Corp.","Siebert considering termination of Second Share Purchase Agreement to issue 25.8M shares at $2.35; Kakaopay responded disagreeing.","Received approval for Fully Paid Securities Lending in Oct; moved HQ to Miami Beach."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-23-085586","json":"https://secwatch.observer/filing/0001213900-23-085586.json","markdown":"https://secwatch.observer/filing/0001213900-23-085586.md","text":"https://secwatch.observer/filing/0001213900-23-085586.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/65596/000121390023085586/0001213900-23-085586-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/65596/000121390023085586/ea188202-8k_siebert.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-08T05:51:02.603692+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"d09edc9d8e254db59ad26d43f5450a721adfb79e","claim":"SIEBERT FINANCIAL CORP reported third quarter ended September 30, 2023 results: revenue $18.1 million, net income $2.8 million, EPS $0.07.","evidence_excerpt":"Siebert Financial Corp. (NASDAQ: SIEB) (“Siebert”) , a diversified provider of financial services, today reported financial results for the third quarter ended September 30, 2023. Third Quarter 2023 Financial Highlights ● Revenue of $18.1 million compared to $14.3 million in the third quarter of 2022 ● Net income available to common stockholders of $2.8 million compared to $1.1 million in the third quarter of 2022 ● Earnings per share of $0.07 compared to $0.03 in the third quarter of 2022","evidence_source":"SEC 8-K Item 2.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/65596/000121390023085586/0001213900-23-085586-index.htm","confidence":0.9,"family_label":"Earnings Releases","details":[{"label":"Period","value":"third quarter ended September 30, 2023"},{"label":"Revenue","value":"$18.1 million"},{"label":"Net income","value":"$2.8 million"},{"label":"EPS","value":"$0.07"},{"label":"Result","value":"reported results"}],"fact_type":"earnings_release"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}