---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-090239"
form_type: "8-K"
ticker: "AMZE"
cik: "0001880343"
company_name: "AMAZE HOLDINGS, INC."
filed_at: "2023-11-27T23:59:59+00:00"
generated_at: "2026-06-07T21:41:19.746993+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Fresh Vine Wine receives NYSE American noncompliance notice; plan period to March 2025

## Summary
- NYSE American accepted compliance plan for $4M equity rule but flagged new noncompliance with $2M equity rule.
- Stockholders' equity fell to $1.1M as of Sept 30, 2023, below the $2M minimum.
- Company has until March 8, 2025 to regain compliance or face delisting proceedings.
- Stock continues trading on NYSE American with .BC indicator for noncompliant issuers.

## SEC filing metadata
- accession: 0001213900-23-090239
- form_type: 8-K
- ticker: AMZE
- cik: 0001880343
- company_name: AMAZE HOLDINGS, INC.
- filed_at: 2023-11-27T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1880343/000121390023090239/0001213900-23-090239-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1880343/000121390023090239/ea189061-8k_freshvine.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-090239
- JSON: https://secwatch.observer/filing/0001213900-23-090239.json
- Plain text: https://secwatch.observer/filing/0001213900-23-090239.txt

## Key facts
- Listing & Compliance Notices
  AMAZE HOLDINGS, INC. received a nyse_american extension granted notice regarding stockholders equity (rules 1003(a)(ii), 1003(a)(i)).
  - Exchange: nyse american
  - Notice: extension granted
  - Deficiency: stockholders equity
  - Rules: 1003(a)(ii), 1003(a)(i)
  source text: November 21, 2023, Fresh Vine Wine Inc. (NYSE American: VINE) (the “Company”) received notification (the “Acceptance Letter”) from NYSE American LLC (“NYSE American”) that the Company’s plan to regain compliance with NYSE American’s listing standards was accepted. As previously disclosed, on September 8, 2023, the Company received notice from NYSE American stating that the Company was not in compliance with the $4.0 million stockholders’ equity requirement of Section 1003(a)(ii) of the NYSE American Company Guide (the “Company Guide”). That section applies if a listed company has stockholders’
  evidence_url: https://www.sec.gov/Archives/edgar/data/1880343/000121390023090239/0001213900-23-090239-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.