---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-092025"
form_type: "8-K"
ticker: "TRIN"
cik: "0001786108"
company_name: "Trinity Capital Inc."
filed_at: "2023-12-01T23:59:59+00:00"
generated_at: "2026-06-07T19:28:33.996907+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Trinity Capital enters ATM sales agreements for up to $145.7M of common stock

## Summary
- Entered into open market sale agreements with Jefferies LLC and B. Riley Securities as sales agents.
- May issue and sell up to $145.7M in aggregate offering price of common stock through at-the-market offerings.
- Each sales agent receives up to 2.00% commission on gross sales price, plus expense reimbursement.
- Net proceeds to be used for investments in line with investment objective and general corporate purposes.
- Shares will be offered under existing shelf registration statement (Form N-2 File No. 333-261782).

## SEC filing metadata
- accession: 0001213900-23-092025
- form_type: 8-K
- ticker: TRIN
- cik: 0001786108
- company_name: Trinity Capital Inc.
- filed_at: 2023-12-01T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1786108/000121390023092025/0001213900-23-092025-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1786108/000121390023092025/ea166121_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-092025
- JSON: https://secwatch.observer/filing/0001213900-23-092025.json
- Plain text: https://secwatch.observer/filing/0001213900-23-092025.txt

## Key facts
- Material Agreements
  Trinity Capital Inc. entered into Open Market Sale Agreement with Jefferies LLC valued at up to $145,700,000 in aggregate offering price of shares (effective 2023-12-01).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: Jefferies LLC
  - Value: up to $145,700,000 in aggregate offering price of shares
  - Effective: 2023-12-01
  source text: On December 1, 2023, Trinity Capital Inc. (the “Company”) entered into (i) an open market sale agreement with Jefferies LLC (“Jefferies”), as sales agent and/or principal thereunder, and (ii) an open market sale agreement with B. Riley Securities, Inc. (together with Jefferies, the “Sales Agents”), as sales agent and/or principal thereunder.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1786108/000121390023092025/0001213900-23-092025-index.htm
- Material Agreements
  Trinity Capital Inc. entered into Open Market Sale Agreement with B. Riley Securities, Inc. valued at up to $145,700,000 in aggregate offering price of shares (effective 2023-12-01).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: B. Riley Securities, Inc.
  - Value: up to $145,700,000 in aggregate offering price of shares
  - Effective: 2023-12-01
  source text: On December 1, 2023, Trinity Capital Inc. (the “Company”) entered into (i) an open market sale agreement with Jefferies LLC (“Jefferies”), as sales agent and/or principal thereunder, and (ii) an open market sale agreement with B. Riley Securities, Inc. (together with Jefferies, the “Sales Agents”), as sales agent and/or principal thereunder.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1786108/000121390023092025/0001213900-23-092025-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.