{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-23-094381","form_type":"8-K","ticker":null,"cik":"0001851860","company_name":"SMART FOR LIFE, INC.","filed_at":"2023-12-08T23:59:59+00:00","discovered_at":"2026-05-14T18:03:31.055170+00:00","generated_at":"2026-06-07T15:43:42.891004+00:00","sec_items":["3.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.9,"calibrated_materiality_score":0.9,"confidence":"high","headline":"Smart for Life receives Nasdaq delisting notice; equity deficiency of $951,836 vs. $2.5M minimum","bullets":["Stockholders' equity at Sept 30, 2023 was $951,836, below the $2,500,000 minimum for Nasdaq Capital Market.","Company is under a mandatory panel monitor until June 7, 2024, precluding a standard 180-day grace period.","Nasdaq staff determined to delist unless Company requests a hearing; Company plans to timely appeal.","At hearing, Company will present a plan to regain compliance and seek an extension.","No assurance that Nasdaq will accept the plan or that compliance will be regained."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-23-094381","json":"https://secwatch.observer/filing/0001213900-23-094381.json","markdown":"https://secwatch.observer/filing/0001213900-23-094381.md","text":"https://secwatch.observer/filing/0001213900-23-094381.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1851860/000121390023094381/0001213900-23-094381-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1851860/000121390023094381/ea189762-8k_smartfor.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-07T15:43:42.891004+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"beef1ed8be03525d7e193173a563cab7338401d4","claim":"SMART FOR LIFE, INC. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).","evidence_excerpt":"December 5, 2023, the Company received a notification letter from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the Nasdaq stockholders’ equity requirement of $2,500,000 for continued listing on The Nasdaq Capital Market as set forth in Listing Rule 5550(b)(1) (the “Equity Rule”), given that the Company’s Form 10-Q for the period ended September 30, 2023 evidenced stockholders’ equity of $951,836. As previously disclosed, the Company is subject to a mandatory panel monitor until June 7, 2024, which requires the staff of Nasdaq to issue a delist","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1851860/000121390023094381/0001213900-23-094381-index.htm","confidence":1.0,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"deficiency notice"},{"label":"Deficiency","value":"stockholders equity"},{"label":"Rules","value":"5550(b)(1)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}