secwatch.observer — SEC 8-K summary ====================================== Issuer: FORUM MARKETS Inc (FRMM) CIK: 0001690080 Form: 8-K Filed at: 2023-12-15T23:59:59+00:00 Accession: 0001213900-23-095907 Event type: regulatory Sentiment: positive Materiality: 0.65 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Nasdaq confirms 180 Life Sciences has regained compliance with Listing Rule 5635(d); matter closed -------------------------------------------------------------------------------- - Received notice on December 14, 2023 that prior non-compliance with shareholder approval requirements is resolved. - Company had violated Rule 5635(d) related to August 2023 offering of shares and warrants at below-market prices. - Extension granted November 14, 2023 required completion of corrective actions by December 15, 2023. - Actions included amending warrant terms to require stockholder approval before exercise. - Nasdaq's notice confirms compliance and closure of the matter, removing delisting risk. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1690080/000121390023095907/0001213900-23-095907-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1690080/000121390023095907/ea190096-8k_180life.htm HTML page: https://secwatch.observer/filing/0001213900-23-095907 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer