---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-096686"
form_type: "8-K"
ticker: null
cik: "0001841800"
company_name: "Nogin, Inc."
filed_at: "2023-12-19T23:59:59+00:00"
generated_at: "2026-06-07T10:44:40.850717+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.9
calibrated_materiality_score: 0.9
confidence: "high"
source: SEC EDGAR
---

# Nogin receives Nasdaq delisting notice; stock and warrants suspended Dec 22

## Summary
- Filed Chapter 11 bankruptcy on Dec 5, 2023 in Delaware.
- Nasdaq notified on Dec 13, 2023 that stock will be delisted per Listing Rules 5101, 5110(b), IM-5101-1.
- Trading suspended at opening on Dec 22, 2023; company will not appeal.
- Restructuring unlikely to yield distribution to common stockholders; stock and warrants likely worthless.

## SEC filing metadata
- accession: 0001213900-23-096686
- form_type: 8-K
- cik: 0001841800
- company_name: Nogin, Inc.
- filed_at: 2023-12-19T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.9
- calibrated_materiality_score: 0.9
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1841800/000121390023096686/0001213900-23-096686-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1841800/000121390023096686/ea190299-8k_nogininc.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-096686
- JSON: https://secwatch.observer/filing/0001213900-23-096686.json
- Plain text: https://secwatch.observer/filing/0001213900-23-096686.txt

## Key facts
- Listing & Compliance Notices
  Nogin, Inc. received a nasdaq delisting notice notice regarding other (rules 5101, 5110(b), IM-5101-1).
  - Exchange: nasdaq
  - Notice: delisting notice
  - Rules: 5101, 5110(b), IM-5101-1
  source text: December 13, 2023, the Company received written notice from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, as a result of the Chapter 11 Cases and in accordance with Nasdaq Listing Rules 5101, 5110(b) and IM-5101-1, Nasdaq had determined that the Company’s common stock will be delisted from Nasdaq. The Company does not intend to appeal this determination. On July 10, 2023, Nasdaq notified the Company that the market value of publicly held shares of its common stock had closed below $15,000,000 for 30 consecutive trading days, and the
  evidence_url: https://www.sec.gov/Archives/edgar/data/1841800/000121390023096686/0001213900-23-096686-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.