---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-098642"
form_type: "8-K"
ticker: null
cik: "0001834518"
company_name: "Northern Star Investment Corp. II"
filed_at: "2023-12-26T23:59:59+00:00"
generated_at: "2026-06-07T07:32:25.593909+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# NYSE American to delist NSTB warrants over abnormally low price; two directors resign

## Summary
- NYSE American staff determined warrants are not suitable for listing due to 'abnormally low' price levels; proceedings to delist initiated.
- Company does not intend to appeal; warrant trading suspended immediately; warrants may trade on pink sheets.
- Class A common stock (NSTB) and units (NSTB.U) continue trading on NYSE American unaffected.
- Directors Howard Yeaton and David Shapiro resigned effective Dec 19, 2023, not due to any disagreement with the company.

## SEC filing metadata
- accession: 0001213900-23-098642
- form_type: 8-K
- cik: 0001834518
- company_name: Northern Star Investment Corp. II
- filed_at: 2023-12-26T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 5.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1834518/000121390023098642/0001213900-23-098642-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1834518/000121390023098642/ea190518-8k_northern2.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-098642
- JSON: https://secwatch.observer/filing/0001213900-23-098642.json
- Plain text: https://secwatch.observer/filing/0001213900-23-098642.txt

## Key facts
- Listing & Compliance Notices
  Northern Star Investment Corp. II received a nyse_american delisting notice notice regarding other (rules 1001).
  - Exchange: nyse american
  - Notice: delisting notice
  - Rules: 1001
  source text: December 21, 2023, Northern Star Investment Corp. II (the “ Company ”) received a written notice (the “ Notice ”) from the staff of NYSE Regulation (the “ Staff ”) of the NYSE American LLC (“ NYSE ” or “ NYSE American ”) indicating that the Staff has determined that the Company’s warrants, each warrant exercisable for one share of Class A Common Stock of the Company (the “ Warrants ”), are no longer suitable for listing on the NYSE American based on “abnormally low” price levels, pursuant to Section 1001 of the NYSE American Company Guide. As a result, the Staff has determined to commence proc
  evidence_url: https://www.sec.gov/Archives/edgar/data/1834518/000121390023098642/0001213900-23-098642-index.htm
- Executive change
  David Shapiro resigned as director at Northern Star Investment Corp. II.
  - Action: resigned
  - Role: director
  source text: On December 19, 2023, each of Howard Yeaton and David Shapiro resigned from his position as a director of the Company.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1834518/000121390023098642/0001213900-23-098642-index.htm
- Executive change
  Howard Yeaton resigned as director at Northern Star Investment Corp. II.
  - Action: resigned
  - Role: director
  source text: On December 19, 2023, each of Howard Yeaton and David Shapiro resigned from his position as a director of the Company.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1834518/000121390023098642/0001213900-23-098642-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.