---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-098644"
form_type: "8-K"
ticker: null
cik: "0001835817"
company_name: "Northern Star Investment Corp. III"
filed_at: "2023-12-26T23:59:59+00:00"
generated_at: "2026-06-07T07:32:45.135591+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# NYSE affirms delisting of Northern Star Investment Corp. III; shares to remain on OTC

## Summary
- NYSE Committee affirmed delisting decision on Dec 20; shares suspended since Sept 7, 2023.
- NYSE filed Form 25 on Dec 21; delisting effective 10 days later; shares continue OTC.
- Company intends to seek listing on Nasdaq prior to or in connection with a business combination.

## SEC filing metadata
- accession: 0001213900-23-098644
- form_type: 8-K
- cik: 0001835817
- company_name: Northern Star Investment Corp. III
- filed_at: 2023-12-26T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1835817/000121390023098644/0001213900-23-098644-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1835817/000121390023098644/ea190674-8k_northern3.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-098644
- JSON: https://secwatch.observer/filing/0001213900-23-098644.json
- Plain text: https://secwatch.observer/filing/0001213900-23-098644.txt

## Key facts
- Listing & Compliance Notices
  Northern Star Investment Corp. III received a nyse delisting notice notice regarding market value (rules 802.01B).
  - Exchange: nyse
  - Notice: delisting notice
  - Deficiency: market value
  - Rules: 802.01B
  source text: September 6, 2023, the staff of NYSE Regulation (the “Staff”), on behalf of the New York Stock Exchange (“NYSE”), commenced proceedings to delist the Company’s Class A common stock, par value $0.0001 per share (“Class A Common Stock”), and units, each consisting of one share of Class A Common Stock and one-sixth of one redeemable warrant (the “Units”), each whole warrant exercisable for one share of Class A Common Stock of the Company (the “Warrants”), from the NYSE pursuant to Section 802.01B of the NYSE’s Listed Company Manual because the Company had fallen below the NYSE’s continued listing
  evidence_url: https://www.sec.gov/Archives/edgar/data/1835817/000121390023098644/0001213900-23-098644-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.