---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-000065"
form_type: "8-K"
ticker: "ADTX"
cik: "0001726711"
company_name: "Aditxt, Inc."
filed_at: "2024-01-02T23:59:59+00:00"
generated_at: "2026-06-07T05:21:51.187314+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Aditxt regains Nasdaq compliance; exchanges $2.74M note for convertible preferred stock

## Summary
- Regained compliance with Nasdaq Stockholders' Equity Rule; subject to mandatory panel monitor through Dec 29, 2024.
- Exchanged $2.738M promissory note (incl. accrued interest) for 2,625 shares of Series B-2 Convertible Preferred Stock.
- Series B-2 Preferred convertible into common at $4.71/sh; alternate conversion at 80% of VWAP with $0.9420 floor price.
- Executed Voting Agreement: officers/directors must vote in favor of stockholder approval for common stock issuance to noteholder.

## SEC filing metadata
- accession: 0001213900-24-000065
- form_type: 8-K
- ticker: ADTX
- cik: 0001726711
- company_name: Aditxt, Inc.
- filed_at: 2024-01-02T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 5.03, 3.01, 3.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1726711/000121390024000065/0001213900-24-000065-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1726711/000121390024000065/ea190969-8k_aditxtinc.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-000065
- JSON: https://secwatch.observer/filing/0001213900-24-000065.json
- Plain text: https://secwatch.observer/filing/0001213900-24-000065.txt

## Key facts
- Material Agreements
  Aditxt, Inc. entered into Note Exchange Agreement with Noteholder (effective 2023-12-29).
  - Action: entry
  - Counterparty: Noteholder
  - Effective: 2023-12-29
  source text: On December 29, 2023, the Company entered into an Exchange Agreement (the “ Note Exchange Agreement ”) with the Noteholder, pursuant to which the Noteholder agreed, subject to the terms and conditions set forth therein, to exchange the Note, including all accrued but unpaid interest thereon, for an aggregate of 2,625 shares of a new series of convertible preferred stock of the Company
  evidence_url: https://www.sec.gov/Archives/edgar/data/1726711/000121390024000065/0001213900-24-000065-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.