---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-002732"
form_type: "8-K"
ticker: null
cik: "0001854583"
company_name: "Collective Audience, Inc."
filed_at: "2024-01-10T23:59:59+00:00"
generated_at: "2026-06-07T01:04:55.584857+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Collective Audience receives Nasdaq deficiency notices for market value requirements

## Summary
- Received two Nasdaq notices on Dec 22, 2023 for failing minimum market value of listed securities ($50M) and minimum publicly held shares ($15M).
- Has 180 days, until June 19, 2024, to regain compliance by achieving thresholds for ten consecutive business days.
- If not compliant by deadline, Nasdaq may delist; company may appeal or seek transfer to Nasdaq Capital Market.
- No immediate effect on listing or trading; company evaluating actions to regain compliance.

## SEC filing metadata
- accession: 0001213900-24-002732
- form_type: 8-K
- cik: 0001854583
- company_name: Collective Audience, Inc.
- filed_at: 2024-01-10T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1854583/000121390024002732/0001213900-24-002732-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1854583/000121390024002732/ea191479-8k_collective.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-002732
- JSON: https://secwatch.observer/filing/0001213900-24-002732.json
- Plain text: https://secwatch.observer/filing/0001213900-24-002732.txt

## Key facts
- Listing & Compliance Notices
  Collective Audience, Inc. received a nasdaq noncompliance notice notice regarding market value (rules 5450(b)(2)(A), 5450(b)(2)(C)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: market value
  - Rules: 5450(b)(2)(A), 5450(b)(2)(C)
  source text: December 22, 2023, from the Nasdaq Stock Market (“Nasdaq”) indicating that (i) for the preceding 30 consecutive business days, the market value of the Company’s listed securities (“MVLS”) did not maintain a minimum market value of $50,000,000 (the “Minimum MVLS Requirement”) as required by Nasdaq Listing Rule 5450(b)(2)(A), and (ii) for the preceding 30 consecutive business days, the market value of the Company’s publicly held shares (“MVPHS”) did not maintain a minimum market value of $15,000,000 (the “Minimum MVPHS Requirement”) as required by Nasdaq Listing Rule 5450(b)(2)(C). In accordance
  evidence_url: https://www.sec.gov/Archives/edgar/data/1854583/000121390024002732/0001213900-24-002732-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.