secwatch.observer — SEC 8-K summary
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Issuer:     SMART FOR LIFE, INC. (—)
CIK:        0001851860
Form:       8-K
Filed at:   2024-01-11T23:59:59+00:00
Accession:  0001213900-24-003015
Event type: other
Sentiment:  negative
Materiality: 0.80
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Smart for Life receives second Nasdaq delisting notice for missing 2023 annual meeting
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- Received Nasdaq notice on Jan 5, 2024 for failure to hold 2023 annual meeting; hearings panel will consider alongside prior equity deficiency.
- Stockholders' equity was only $951,836 as of Sep 30, 2023, far below Nasdaq's $2.5M minimum for continued listing.
- Company has requested a hearing before a Nasdaq panel to present compliance plan and seek extension; no guarantee of success.
- Previously on Dec 5, 2023 Nasdaq notified company of equity non-compliance and initiated delisting proceedings.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1851860/000121390024003015/0001213900-24-003015-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1851860/000121390024003015/ea191529-8k_smartfor.htm
  HTML page:      https://secwatch.observer/filing/0001213900-24-003015

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