secwatch.observer — SEC 8-K summary
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Issuer:     SIEBERT FINANCIAL CORP (SIEB)
CIK:        0000065596
Form:       8-K
Filed at:   2024-01-12T23:59:59+00:00
Accession:  0001213900-24-003283
Event type: regulatory
Sentiment:  negative
Materiality: 0.65
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Siebert Financial receives Nasdaq delisting notice for missing annual meeting deadline
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- Nasdaq notified Siebert on Jan 5, 2024, of non-compliance with Listing Rule 5620(a) for failing to hold annual meeting within 12 months of fiscal year-end.
- Company has 45 days to submit a plan to regain compliance; Nasdaq may grant up to 180-day exception until June 28, 2024.
- Annual meeting was postponed due to a pending Second Tranche Stock Purchase Agreement, which was terminated on Dec 19, 2023.
- Company is now rescheduling its annual meeting in the ordinary course; date to be announced later.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/65596/000121390024003283/0001213900-24-003283-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/65596/000121390024003283/ea191554-8k_siebert.htm
  HTML page:      https://secwatch.observer/filing/0001213900-24-003283

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