---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-003375"
form_type: "8-K/A"
ticker: "HCTI"
cik: "0001839285"
company_name: "Healthcare Triangle, Inc."
filed_at: "2024-01-12T23:59:59+00:00"
generated_at: "2026-06-07T00:03:19.345489+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.2
calibrated_materiality_score: 0.2
confidence: "high"
source: SEC EDGAR
---

# Healthcare Triangle amends 8-K to correct convertible note exhibit; terms unchanged

## Summary
- Amendment replaces Exhibit 4.1 with correct Form of Senior Secured 15% OID Convertible Promissory Note.
- Original Dec 28, 2023 private placement: up to $5.2M principal notes (15% OID) with warrants; first tranche $2M note netting $1.7M.
- Notes convertible at $3.44688/share, 18% default interest, secured by all assets and subsidiary guarantees.
- Monthly payments of 105% of principal/remaining months; optional share settlement at 95% of VWAP floor.

## SEC filing metadata
- accession: 0001213900-24-003375
- form_type: 8-K/A
- ticker: HCTI
- cik: 0001839285
- company_name: Healthcare Triangle, Inc.
- filed_at: 2024-01-12T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.2
- calibrated_materiality_score: 0.2
- confidence: high
- sec_items: 1.01, 2.03, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1839285/000121390024003375/0001213900-24-003375-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1839285/000121390024003375/ea191572-8ka1_health.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-003375
- JSON: https://secwatch.observer/filing/0001213900-24-003375.json
- Plain text: https://secwatch.observer/filing/0001213900-24-003375.txt

## Key facts
- Debt Financings
  Healthcare Triangle, Inc. incurred convertible notes of $2,000,000 with institutional investor at 18% maturing 18 months after issuance.
  - Instrument: convertible notes
  - Principal: $2,000,000
  - Counterparty: institutional investor
  - Rate: 18%
  - Maturity: 18 months after issuance
  - Event: incurrence
  source text: greement (the “ Purchase Agreement ”) with an institutional investor (the “ Investor ”), pursuant to which the Company agreed to issue to the Investor Senior Secured 15% Original Issue Discount Convertible Promissory Notes (the “ Notes ”)
  evidence_url: https://www.sec.gov/Archives/edgar/data/1839285/000121390024003375/0001213900-24-003375-index.htm
- Material Agreements
  Healthcare Triangle, Inc. entered into Securities Purchase Agreement with institutional investor valued at Aggregate principal amount up to $5,200,000; gross proceeds up to $4,420,000 (effective 2023-12-28).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: institutional investor
  - Value: Aggregate principal amount up to $5,200,000; gross proceeds up to $4,420,000
  - Effective: 2023-12-28
  source text: On December 28, 2023, Healthcare Triangle, Inc., a Delaware corporation (the “ Company ”), entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with an institutional investor (the “ Investor ”), pursuant to which the Company agreed to issue to the Investor Senior Secured 15% Original Issue Discount Convertible Promissory Notes (the “ Notes ”) in the aggregate principal amount of up to $5,200,000 which will result in gross proceeds to the Company in the amount of up to $4,420,000 due to the original issue discount, and warrants (the “ Warrants ”) to purchase a number of shares of the Company’s common stock (the “ Warrant Shares ”) equal to 50% of the face value of the Notes divided by the volume weighted average price, in three tranches (such transaction, the “ Private Placement ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1839285/000121390024003375/0001213900-24-003375-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.