secwatch / observer
8-K filed February 13, 2024, 6:59 PM ET ticker PMNT CIK 0001849221
other material confidence high sentiment positive materiality 0.95

Perfect Moment prices IPO of 1,334,000 shares at $6.00, netting ~$6.4M, begins trading on NYSE American

Perfect Moment Ltd.

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Perfect Moment Ltd.: Filed an amended and restated certificate of incorporation in connection with the closing of the IPO (effective 2024-02-12).

Change
charter amendment
Effective
2024-02-12
Exact text from the filing
On February 9, 2024, the Company filed an amended and restated certificate of incorporation (the “Restated Certificate”) with the Secretary of State of the State of Delaware in connection with the closing of the IPO, which Restated Certificate became effective on February 12, 2024 in connection with the closing of the IPO.
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Perfect Moment Ltd.: Amended and restated bylaws became effective upon the closing of the IPO (effective 2024-02-12).

Change
bylaw amendment
Effective
2024-02-12
Exact text from the filing
On February 12, 2024, the Company’s Amended and Restated Bylaws (the “Restated Bylaws”) became effective upon the closing of the IPO.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Perfect Moment Ltd. entered into Underwriting Agreement with ThinkEquity LLC valued at $8,004,000 (effective 2024-02-07).

Action
entry
Agreement
underwriting
Counterparty
ThinkEquity LLC
Value
$8,004,000
Effective
2024-02-07
Exact text from the filing
On February 7, 2024, Perfect Moment Ltd. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) with ThinkEquity LLC, as representative (the “Representative”) of the several underwriters identified therein (the “Underwriters”), relating to the Company’s initial public offering (the “IPO”) of 1,334,000 shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”).
View on SEC.gov

101 governance changes filed in the last 30 days. Browse all governance changes →

Perfect Moment Ltd. filing history →

Source: SEC EDGAR
accession 0001213900-24-013346
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