---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-018526"
form_type: "8-K/A"
ticker: "ABVC"
cik: "0001173313"
company_name: "ABVC BIOPHARMA, INC."
filed_at: "2024-02-29T23:59:59+00:00"
generated_at: "2026-06-05T06:11:17.597735+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# ABVC BioPharma amends convertible note with $1.00 floor price; cash payment on floor conversions

## Summary
- Amendment to $1M secured convertible note sets floor conversion price at $1.00 per share.
- Cash payment required if conversion price equals floor price, based on formula linked to VWAP.
- Initial shareholder meeting deadline extended one month to April 17, 2024.
- Amendment adopted to comply with Nasdaq listing requirements.

## SEC filing metadata
- accession: 0001213900-24-018526
- form_type: 8-K/A
- ticker: ABVC
- cik: 0001173313
- company_name: ABVC BIOPHARMA, INC.
- filed_at: 2024-02-29T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1173313/000121390024018526/0001213900-24-018526-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1173313/000121390024018526/ea0200876-8ka1_abvcbio.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-018526
- JSON: https://secwatch.observer/filing/0001213900-24-018526.json
- Plain text: https://secwatch.observer/filing/0001213900-24-018526.txt

## Key facts
- Material Agreements
  ABVC BIOPHARMA, INC. amended Amendment with Lind Global Fund II, LP valued at conversion price shall have a floor price of $1.00 (effective 2024-01-17).
  - Action: amendment
  - Agreement: notes offering
  - Counterparty: Lind Global Fund II, LP
  - Value: conversion price shall have a floor price of $1.00
  - Effective: 2024-01-17
  source text: the parties entered into an amendment to the Note, pursuant to which the conversion price shall have a floor price of $1.00 (the “Amendment”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1173313/000121390024018526/0001213900-24-018526-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.