---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-029402"
form_type: "8-K"
ticker: "ASST"
cik: "0001920406"
company_name: "Strive, Inc."
filed_at: "2024-04-02T23:59:59+00:00"
generated_at: "2026-06-04T04:04:17.324407+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.78
calibrated_materiality_score: 0.78
confidence: "high"
source: SEC EDGAR
---

# Asset Entities receives Nasdaq delisting notice; fails to meet equity requirement for second compliance period

## Summary
- Received Nasdaq delisting notice on March 27, 2024, after failing to regain minimum bid price compliance by March 26, 2024.
- Company ineligible for second 180-day compliance period because it did not meet $5M minimum stockholders' equity initial listing requirement.
- Plans to request a hearing before Nasdaq Hearings Panel; stay on suspension pending hearing.
- Panel may grant extension up to September 23, 2024, but no assurance of regaining compliance.
- Also entered third amendment with Triton Funds LP extending purchase agreement expiration to April 30, 2024.

## SEC filing metadata
- accession: 0001213900-24-029402
- form_type: 8-K
- ticker: ASST
- cik: 0001920406
- company_name: Strive, Inc.
- filed_at: 2024-04-02T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.78
- calibrated_materiality_score: 0.78
- confidence: high
- sec_items: 1.01, 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1920406/000121390024029402/0001213900-24-029402-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1920406/000121390024029402/ea0203190-8k_asset.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-029402
- JSON: https://secwatch.observer/filing/0001213900-24-029402.json
- Plain text: https://secwatch.observer/filing/0001213900-24-029402.txt

## Key facts
- Material Agreements
  Strive, Inc. amended Third Amendment to Amended and Restated Closing Agreement with Triton Funds LP (effective 2024-03-29).
  - Action: amendment
  - Agreement: equity purchase
  - Counterparty: Triton Funds LP
  - Effective: 2024-03-29
  source text: Under a Third Amendment to Amended and Restated Closing Agreement (the “Third Triton Amendment”), dated as of March 29, 2024, the Company and Triton agreed to amend the Amended A&R Closing Agreement to provide that the Amended A&R Closing Agreement will expire on April 30, 2024, instead of March 31, 2024.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1920406/000121390024029402/0001213900-24-029402-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.