{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-24-029453","form_type":"8-K","ticker":null,"cik":"0001811109","company_name":"Applied UV, Inc.","filed_at":"2024-04-02T23:59:59+00:00","discovered_at":"2026-05-14T18:03:20.260428+00:00","generated_at":"2026-06-04T03:45:33.783225+00:00","sec_items":["1.01","3.02","3.03","8.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Applied UV raises $2.76M via stock & warrants at $1.60; net $2.4M for working capital","bullets":["Gross proceeds $2.76M from sale of 1,726,875 shares/pre-funded warrants plus 518,065 private warrants at $16.","Net proceeds ~$2.4M after placement agent fees and expenses.","Use of proceeds to fund large orders from Siemens, Sherwin Williams, and Arco Murray.","Pre-funded warrants exercise at $0.0001; common warrants expire in 5.5 years from April 1, 2024.","Placement agent Aegis Capital; lock-up periods for insiders through December 2024."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-24-029453","json":"https://secwatch.observer/filing/0001213900-24-029453.json","markdown":"https://secwatch.observer/filing/0001213900-24-029453.md","text":"https://secwatch.observer/filing/0001213900-24-029453.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1811109/000121390024029453/0001213900-24-029453-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1811109/000121390024029453/ea0203185-8k_applied.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-04T03:45:33.783225+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"1c7a2df870757b8ce7dcf6c0f4d3fd11b5cd59f5","claim":"Applied UV, Inc. entered into Placement Agency Agreement with Aegis Capital Corp. (the \"Placement Agent\") (effective 2024-03-27).","evidence_excerpt":"On March 27, 2024, the Company also entered into a placement agency agreement (the “Placement Agency Agreement”) with Aegis Capital Corp. (the “Placement Agent”) as the exclusive placement agent in connection with the offering.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1811109/000121390024029453/0001213900-24-029453-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"underwriting"},{"label":"Counterparty","value":"Aegis Capital Corp. (the \"Placement Agent\")"},{"label":"Effective","value":"2024-03-27"}],"fact_type":"material_agreement"},{"claim_id":"3f857e0da6f77e6f99ff9b0060f763d2437d373d","claim":"Applied UV, Inc. entered into Securities Purchase Agreement with certain institutional investors (the \"Purchasers\") (effective 2024-03-27).","evidence_excerpt":"On March 27, 2024, Applied UV, Inc., a Nevada corporation (the “Company”), entered into a securities purchase agreement (the “Securities Purchase Agreement”) with certain institutional investors (the “Purchasers”)","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1811109/000121390024029453/0001213900-24-029453-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"certain institutional investors (the \"Purchasers\")"},{"label":"Effective","value":"2024-03-27"}],"fact_type":"material_agreement"},{"claim_id":"90b89be8673cee18901c0b9c17c4430944066619","claim":"Applied UV, Inc. entered into Registration Rights Agreement with the Purchasers (effective 2024-03-27).","evidence_excerpt":"Pursuant to the Registration Rights Agreement entered into between the Company and the Purchasers on March 27, 2024 (the “Registration Rights Agreement”),","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1811109/000121390024029453/0001213900-24-029453-index.htm","confidence":0.7,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Counterparty","value":"the Purchasers"},{"label":"Effective","value":"2024-03-27"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}