---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-030790"
form_type: "8-K/A"
ticker: null
cik: "0001811109"
company_name: "Applied UV, Inc."
filed_at: "2024-04-05T23:59:59+00:00"
generated_at: "2026-06-04T01:54:44.842865+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Applied UV files 8-K/A detailing warrant price adjustment provision

## Summary
- Warrants issued for up to 518,065 common shares at $16.00, 5-year term from April 1, 2024.
- Company must obtain majority shareholder approval within 20 days for warrant adjustment terms.
- Upon approval, exercise price reduces to lower of then-price and $0.78; warrant share count increases.
- Amendment adds detail to original 8-K filed April 1, 2024 regarding private placement warrants.

## SEC filing metadata
- accession: 0001213900-24-030790
- form_type: 8-K/A
- cik: 0001811109
- company_name: Applied UV, Inc.
- filed_at: 2024-04-05T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1811109/000121390024030790/0001213900-24-030790-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1811109/000121390024030790/ea0203285-8ka1_appli.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-030790
- JSON: https://secwatch.observer/filing/0001213900-24-030790.json
- Plain text: https://secwatch.observer/filing/0001213900-24-030790.txt

## Key facts
- Material Agreements
  Applied UV, Inc. entered into a equity purchase with the purchasers in the public offering (effective 2024-04-01).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: the purchasers in the public offering
  - Effective: 2024-04-01
  source text: On April 1, 2024, Applied UV, Inc., a Nevada corporation (the “Company”), issued to the purchasers in the public offering unregistered warrants (the “Warrants”) to purchase up to an aggregate of 518,065 shares (the “Warrant Shares”) of common stock, par value $0.0001 per share, of the Company (“Common Stock”) at an exercise price of $16.00 per share, subject to adjustment for reverse stock splits, recapitalizations and reorganizations.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1811109/000121390024030790/0001213900-24-030790-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.