secwatch.observer — SEC 8-K summary
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Issuer:     Applied UV, Inc. (—)
CIK:        0001811109
Form:       8-K/A
Filed at:   2024-04-05T23:59:59+00:00
Accession:  0001213900-24-030790
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01
LLM model:  deepseek-v4-flash:cloud@v2

Applied UV files 8-K/A detailing warrant price adjustment provision
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- Warrants issued for up to 518,065 common shares at $16.00, 5-year term from April 1, 2024.
- Company must obtain majority shareholder approval within 20 days for warrant adjustment terms.
- Upon approval, exercise price reduces to lower of then-price and $0.78; warrant share count increases.
- Amendment adds detail to original 8-K filed April 1, 2024 regarding private placement warrants.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1811109/000121390024030790/0001213900-24-030790-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1811109/000121390024030790/ea0203285-8ka1_appli.htm
  HTML page:      https://secwatch.observer/filing/0001213900-24-030790

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer