---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-031328"
form_type: "8-K"
ticker: "XFLT"
cik: "0001703079"
company_name: "XAI Octagon Floating Rate & Alternative Income Trust"
filed_at: "2024-04-09T23:59:59+00:00"
generated_at: "2026-06-04T00:59:59.611621+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.25
calibrated_materiality_score: 0.25
confidence: "high"
source: SEC EDGAR
---

# XFLT enters new sub-advisory agreement with Octagon after Generali acquisition of parent

## Summary
- New Sub-Advisory Agreement with Octagon Credit Investors effective April 3, 2024, upon closing of Generali's acquisition of Conning Holdings.
- Terms substantially similar to prior agreement; same fees and investment strategy unchanged.
- Previous sub-advisory agreement terminated automatically upon closing of the transaction.
- Shareholders approved the new agreement at special meetings on Dec 19, 2023 and Jan 24, 2024.
- Adviser XA Investments remains; fee structure and investment approach unchanged.

## SEC filing metadata
- accession: 0001213900-24-031328
- form_type: 8-K
- ticker: XFLT
- cik: 0001703079
- company_name: XAI Octagon Floating Rate & Alternative Income Trust
- filed_at: 2024-04-09T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.25
- calibrated_materiality_score: 0.25
- confidence: high
- sec_items: 1.01, 1.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1703079/000121390024031328/0001213900-24-031328-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1703079/000121390024031328/ea0203379-01_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-031328
- JSON: https://secwatch.observer/filing/0001213900-24-031328.json
- Plain text: https://secwatch.observer/filing/0001213900-24-031328.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.