---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-032624"
form_type: "8-K"
ticker: "CLRCF"
cik: "0001903392"
company_name: "ClimateRock"
filed_at: "2024-04-12T23:59:59+00:00"
generated_at: "2026-06-03T23:38:20.966150+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# ClimateRock receives Nasdaq deficiency notice; extraordinary meeting set for Apr 29

## Summary
- Received Nasdaq deficiency letter on April 10 for failing to meet 400 public holders minimum for continued listing on The Nasdaq Global Market.
- Has 45 days to submit a compliance plan and up to 180 calendar days to regain compliance.
- Extraordinary general meeting scheduled for April 29, 2024, in lieu of an annual meeting, for director appointments.
- Only Class B ordinary shareholders can vote on director appointments prior to consummation of initial business combination.
- Deadline for shareholder requests for proxy materials is April 22, 2024.

## SEC filing metadata
- accession: 0001213900-24-032624
- form_type: 8-K
- ticker: CLRCF
- cik: 0001903392
- company_name: ClimateRock
- filed_at: 2024-04-12T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 5.08, 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1903392/000121390024032624/0001213900-24-032624-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1903392/000121390024032624/ea0203835-8k_climate.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-032624
- JSON: https://secwatch.observer/filing/0001213900-24-032624.json
- Plain text: https://secwatch.observer/filing/0001213900-24-032624.txt

## Key facts
- Listing & Compliance Notices
  ClimateRock received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: shareholders
  - Rules: 5450(a)(2)
  source text: April 10, 2024, ClimateRock (the “Company”) received a deficiency letter from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market (“Nasdaq”) notifying the Company that the Company’s public holders of its Class A ordinary shares (“Public Holders”) were below the 400 Public Holders minimum requirement for continued inclusion on The Nasdaq Global Market pursuant to Nasdaq Listing Rule 5450(a)(2) (the “Public Holders Requirement”). The notifications received have no immediate effect on the Company’s Nasdaq listing. The Nasdaq rules provide the Company 45 calendar days to
  evidence_url: https://www.sec.gov/Archives/edgar/data/1903392/000121390024032624/0001213900-24-032624-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.