secwatch.observer — SEC 8-K summary ====================================== Issuer: ClimateRock (CLRCF) CIK: 0001903392 Form: 8-K Filed at: 2024-04-12T23:59:59+00:00 Accession: 0001213900-24-032624 Event type: regulatory Sentiment: negative Materiality: 0.65 Item codes: 3.01, 5.08, 8.01 LLM model: deepseek-v4-flash:cloud@v2 ClimateRock receives Nasdaq deficiency notice; extraordinary meeting set for Apr 29 -------------------------------------------------------------------------------- - Received Nasdaq deficiency letter on April 10 for failing to meet 400 public holders minimum for continued listing on The Nasdaq Global Market. - Has 45 days to submit a compliance plan and up to 180 calendar days to regain compliance. - Extraordinary general meeting scheduled for April 29, 2024, in lieu of an annual meeting, for director appointments. - Only Class B ordinary shareholders can vote on director appointments prior to consummation of initial business combination. - Deadline for shareholder requests for proxy materials is April 22, 2024. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1903392/000121390024032624/0001213900-24-032624-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1903392/000121390024032624/ea0203835-8k_climate.htm HTML page: https://secwatch.observer/filing/0001213900-24-032624 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer