secwatch.observer — SEC 8-K summary ====================================== Issuer: Applied UV, Inc. (—) CIK: 0001811109 Form: 8-K Filed at: 2024-04-19T23:59:59+00:00 Accession: 0001213900-24-034540 Event type: other_material Sentiment: negative Materiality: 0.65 Item codes: 4.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Applied UV auditor Mazars to resign effective Q1 10-Q filing; going concern noted -------------------------------------------------------------------------------- - Mazars notified Applied UV on April 17, 2024, will cease as auditor by May 31, 2024. - Company expects to engage new independent auditor before the resignation effective date. - No disagreements or reportable events with Mazars during fiscal 2022 and 2023. - Mazars' audit reports for 2022 and 2023 included a going concern explanatory paragraph. - Letter from Mazars agreeing with disclosures filed as Exhibit 16.1. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1811109/000121390024034540/0001213900-24-034540-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1811109/000121390024034540/ea0204313-8k_applieduv.htm HTML page: https://secwatch.observer/filing/0001213900-24-034540 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer