{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-24-035128","form_type":"8-K","ticker":null,"cik":"0001883984","company_name":"Alternus Clean Energy, Inc.","filed_at":"2024-04-23T23:59:59+00:00","discovered_at":"2026-05-14T18:03:21.085836+00:00","generated_at":"2026-06-03T12:27:03.204598+00:00","sec_items":["1.01","2.03","3.02","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Alternus Clean Energy closes $2.16M private placement of convertible note and warrant","bullets":["$2.16M principal convertible note with 8% OID; net proceeds to Alternus ~$2.0M before expenses.","Note matures April 20, 2025, bears 7% interest (12% upon default), convertible at $0.48/share (125% of 7-day avg pre-closing).","Investor receives 5.5-year warrant for 2,411,088 shares at $0.48; anti-dilution full ratchet with $0.07 floor.","Beneficial ownership cap of 4.99% (electable to 9.99%); shareholder approval needed if conversion exceeds 19.99% of outstanding.","Proceeds for working capital and capex; Maxim Group as placement agent; resale registration statement to be filed within 5 days."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-24-035128","json":"https://secwatch.observer/filing/0001213900-24-035128.json","markdown":"https://secwatch.observer/filing/0001213900-24-035128.md","text":"https://secwatch.observer/filing/0001213900-24-035128.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1883984/000121390024035128/0001213900-24-035128-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1883984/000121390024035128/ea0204405-8k_alternus.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-03T12:27:03.204598+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"23887bdd62faffdd051331d0bfcbec19194cdac6","claim":"Alternus Clean Energy, Inc. incurred senior notes of $2,160,000 with institutional investor at 7% per annum (12% upon default) maturing April 20, 2025.","evidence_excerpt":"On April 19, 2024, Alternus Clean Energy, Inc. (the “ Company ”), a company incorporated under the laws State of Delaware, entered into a Securities Purchase Agreement (the “ Purchase Agreement ”), by and between the Company and an institutional investor (the “ Investor ”), pursuant to which the Company agreed to issue to the Investor a senior convertible note in the principal amount of $2,160,000, issued with an eight percent (8.0%) original issue discount (the “ Convertible Note ”), and a warrant (the “ Warrant ”) to purchase up to 2,411,088 shares of the Company’s common stock, $0.0001 par value per share (the “ Common Stock ”), equal to 50% of the face value of the Convertible Note divided by the volume weighted average price, at an exercise price of $0.480 per share (the “ Exercise Price ”).","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/1883984/000121390024035128/0001213900-24-035128-index.htm","confidence":0.99,"family_label":"Debt Financings","details":[{"label":"Instrument","value":"senior notes"},{"label":"Principal","value":"$2,160,000"},{"label":"Counterparty","value":"institutional investor"},{"label":"Rate","value":"7% per annum (12% upon default)"},{"label":"Maturity","value":"April 20, 2025"},{"label":"Event","value":"incurrence"}],"fact_type":"debt_financing"},{"claim_id":"7ea910ba8f0323bf573a4d3644db41c0cbfededf","claim":"Alternus Clean Energy, Inc. entered into Securities Purchase Agreement with Institutional Investor valued at $2,160,000 senior convertible note with 8% OID and warrant to purchase up to 2,411,088 shares of com (effective 2024-04-19).","evidence_excerpt":"On April 19, 2024, Alternus Clean Energy, Inc. (the “ Company ”), a company incorporated under the laws State of Delaware, entered into a Securities Purchase Agreement (the “ Purchase Agreement ”), by and between the Company and an institutional investor (the “ Investor ”), pursuant to which the Company agreed to issue to the Investor a senior convertible note in the principal amount of $2,160,000, issued with an eight percent (8.0%) original issue discount (the “ Convertible Note ”), and a warrant (the “ Warrant ”) to purchase up to 2,411,088 shares of the Company’s common stock","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1883984/000121390024035128/0001213900-24-035128-index.htm","confidence":0.95,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"Institutional Investor"},{"label":"Value","value":"$2,160,000 senior convertible note with 8% OID and warrant to purchase up to 2,411,088 shares of com"},{"label":"Effective","value":"2024-04-19"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}