secwatch.observer — SEC 8-K summary
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Issuer:     SMART FOR LIFE, INC. (—)
CIK:        0001851860
Form:       8-K
Filed at:   2024-04-23T23:59:59+00:00
Accession:  0001213900-24-035427
Event type: other_material
Sentiment:  negative
Materiality: 0.80
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Smart for Life receives Nasdaq delinquency notice for late 10-K; equity estimated at $6M
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- Received Nasdaq notice on April 17, 2024 for failing to file Form 10-K for year ended Dec 31, 2023, adding delisting basis.
- Company already facing delisting for equity rule non-compliance ($2.5M requirement) and failure to hold 2023 annual meeting.
- Hearing held March 12, 2024; Company presented compliance plan; no assurance Nasdaq will accept plan or grant extension.
- Company claims estimated stockholders' equity of $6 million as of April 17, 2024, up from $951,836 at Sep 30, 2023.
- Cannot predict outcome; securities remain at risk of delisting from Nasdaq.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1851860/000121390024035427/0001213900-24-035427-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1851860/000121390024035427/ea0204525-8k_smart.htm
  HTML page:      https://secwatch.observer/filing/0001213900-24-035427

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