secwatch.observer — SEC 8-K summary
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Issuer:     Collective Audience, Inc. (—)
CIK:        0001854583
Form:       8-K
Filed at:   2024-04-25T23:59:59+00:00
Accession:  0001213900-24-036237
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Collective Audience receives Nasdaq delisting warnings for late 10-K and low bid price
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- Received Nasdaq notice for failure to file FY 2023 10-K; must submit compliance plan by June 24, 2024.
- Also notified for minimum bid price deficiency (closing bid below $1.00 for 32 days); compliance deadline October 16, 2024.
- CEO cites de-SPAC transaction as cause for 10-K delay; expects to file before June deadline.
- Company considering options including potential transfer to Nasdaq Capital Market if not compliant.
- No immediate effect on listing; stock continues trading on Nasdaq Global Market.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1854583/000121390024036237/0001213900-24-036237-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1854583/000121390024036237/ea0204638-8k_collective.htm
  HTML page:      https://secwatch.observer/filing/0001213900-24-036237

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