---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-038587"
form_type: "8-K"
ticker: null
cik: "0001843993"
company_name: "Thunder Bridge Capital Partners IV, Inc."
filed_at: "2024-05-01T23:59:59+00:00"
generated_at: "2026-06-03T03:14:43.623165+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Thunder Bridge Capital Partners IV regains compliance with Nasdaq total stockholders rule

## Summary
- Received Nasdaq Staff letter on April 26, 2024 confirming compliance with minimum 400 total holders requirement.
- Previously disclosed non-compliance on October 24, 2023; submitted a plan to regain compliance on December 8, 2023.
- Nasdaq granted extension to April 22, 2024; company submitted required documentation on April 17, 2024.
- Nasdaq determined compliance and declared the matter closed.

## SEC filing metadata
- accession: 0001213900-24-038587
- form_type: 8-K
- cik: 0001843993
- company_name: Thunder Bridge Capital Partners IV, Inc.
- filed_at: 2024-05-01T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1843993/000121390024038587/0001213900-24-038587-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1843993/000121390024038587/ea0205125-8k_thunder4.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-038587
- JSON: https://secwatch.observer/filing/0001213900-24-038587.json
- Plain text: https://secwatch.observer/filing/0001213900-24-038587.txt

## Key facts
- Listing & Compliance Notices
  Thunder Bridge Capital Partners IV, Inc. received a nasdaq deficiency notice notice regarding other (rules 5450(a)(2), 5810(b)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Rules: 5450(a)(2), 5810(b)
  source text: had no immediate effect on the listing of the Company’s securities, and its securities continued to trade on the Nasdaq Global Market. On October 26, 2023, the Company filed a Current Report on Form 8-K to disclose its receipt of the Total Stockholders Notice in accordance with Nasdaq Listing Rule 5810(b). On December 8, 2023, the Company submitted its plan to meet the requirements under the Total Stockholders Rule. On December 13, 2023, the Company received a letter from the Nasdaq Staff granting it until April 22, 2024 to file documentation with the Nasdaq Staff from its transfer agent, or
  evidence_url: https://www.sec.gov/Archives/edgar/data/1843993/000121390024038587/0001213900-24-038587-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.