{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-24-041570","form_type":"8-K","ticker":null,"cik":"0001337619","company_name":"ENVESTNET, INC.","filed_at":"2024-05-10T23:59:59+00:00","discovered_at":"2026-05-14T18:03:18.013467+00:00","generated_at":"2026-06-02T03:26:43.347311+00:00","sec_items":["5.03","5.07","9.01"],"event_type":"other","sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"confidence":"high","headline":"Envestnet shareholders approve officer exculpation amendment, 2024 LTIP, and directors","bullets":["Valerie Mosley and Gregory Smith elected directors with 45.5M and 45.6M votes for, respectively.","Advisory vote on 2023 executive compensation approved: 45.2M for, 2.1M against.","KPMG LLP ratified as independent auditor for FY 2024 with 50.1M votes for.","2024 Long-Term Incentive Plan approved: 44.1M for, 3.2M against.","Charter amendment to allow officer exculpation under Delaware law passed with 40.6M for, 6.6M against."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-24-041570","json":"https://secwatch.observer/filing/0001213900-24-041570.json","markdown":"https://secwatch.observer/filing/0001213900-24-041570.md","text":"https://secwatch.observer/filing/0001213900-24-041570.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/ea0205695-8k_envest.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-02T03:26:43.347311+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"579bf9d9f6a697c61b33928c555494af6a655671","claim":"ENVESTNET, INC.: Amendment to Fifth Amended and Restated Certificate of Incorporation to allow for exculpation of certain officers as permitted by recent amendments to Delaware law (effective 2024-05-09).","evidence_excerpt":"At the 2024 Annual Shareholders Meeting of Envestnet, Inc. (the “Company”) held on May 8, 2024 (the “Annual Meeting”), the Company’s shareholders approved an amendment to the Company’s Fifth Amended and Restated Certificate of Incorporation (the “Charter Amendment”) to allow for exculpation of certain officers as permitted pursuant to recent amendments to Delaware law.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"charter amendment"},{"label":"Effective","value":"2024-05-09"}],"fact_type":"governance_change"},{"claim_id":"4b12759d08bedca9de3a659dbaffdba08bf16e53","claim":"ENVESTNET, INC. shareholders approved The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024 at the 2024-05-08 meeting.","evidence_excerpt":"PROPOSAL 3 The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024. SHARES For: 50,119,099 Against: 343,069 Abstain: 327,930 Broker Non-Votes: -","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"auditor ratification"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2024-05-08"}],"fact_type":"shareholder_vote"},{"claim_id":"61f23f9ca5fc7be5de3ef559c3f22f9b556e96ff","claim":"ENVESTNET, INC. shareholders approved The approval of an amendment to Envestnet’s Fifth Amended and Restated Certificate of Incorporation to allow for exculpation of certain officers as permitted pursuant to recent amendments to Delaware law at the 2024-05-08 meeting.","evidence_excerpt":"PROPOSAL 5 The approval of an amendment to Envestnet’s Fifth Amended and Restated Certificate of Incorporation to allow for exculpation of certain officers as permitted pursuant to recent amendments to Delaware law. SHARES For: 40,638,918 Against: 6,614,762 Abstain: 335,905 Broker Non-Votes: 3,200,514","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"charter amendment"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2024-05-08"}],"fact_type":"shareholder_vote"},{"claim_id":"a1f59a5a59bb9f3ec7e94d839faf74a45e3dbbec","claim":"ENVESTNET, INC. shareholders approved The approval, on an advisory basis, of 2023 executive compensation at the 2024-05-08 meeting.","evidence_excerpt":"PROPOSAL 2 The approval, on an advisory basis, of 2023 executive compensation. SHARES For: 45,195,182 Against: 2,064,280 Abstain: 330,124 Broker Non-Votes: 3,200,513","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"say on pay"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2024-05-08"}],"fact_type":"shareholder_vote"},{"claim_id":"bf42cfaf1ac0b0a5131966935c77092d21badc8a","claim":"ENVESTNET, INC. shareholders approved Election of directors to serve until the 2025 Annual Shareholders Meeting at the 2024-05-08 meeting.","evidence_excerpt":"PROPOSAL 1 Election of directors to serve until the 2025 Annual Shareholders Meeting. NOMINEE FOR WITHHELD BROKER NON-VOTES Valerie Mosley 45,488,965 2,100,621 3,200,513 Gregory Smith 45,599,981 1,989,605 3,200,513","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"director election"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2024-05-08"}],"fact_type":"shareholder_vote"},{"claim_id":"ea41496071aaab14af3b4cc9f04321abdba804a2","claim":"ENVESTNET, INC. shareholders approved The approval of the Envestnet, Inc. 2024 Long-Term Incentive Plan at the 2024-05-08 meeting.","evidence_excerpt":"PROPOSAL 4 The approval of the Envestnet, Inc. 2024 Long-Term Incentive Plan. SHARES For: 44,115,345 Against: 3,153,063 Abstain: 321,177 Broker Non-Votes: 3,200,514","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm","confidence":0.9,"family_label":"Shareholder Votes","details":[{"label":"Proposal","value":"equity plan"},{"label":"Outcome","value":"passed"},{"label":"Meeting","value":"2024-05-08"}],"fact_type":"shareholder_vote"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}