--- schema_version: "secwatch.filing_event.v1" accession: "0001213900-24-041570" form_type: "8-K" ticker: null cik: "0001337619" company_name: "ENVESTNET, INC." filed_at: "2024-05-10T23:59:59+00:00" generated_at: "2026-06-02T03:26:43.347311+00:00" event_type: "other" sentiment: "neutral" materiality_score: 0.4 calibrated_materiality_score: 0.4 confidence: "high" source: SEC EDGAR --- # Envestnet shareholders approve officer exculpation amendment, 2024 LTIP, and directors ## Summary - Valerie Mosley and Gregory Smith elected directors with 45.5M and 45.6M votes for, respectively. - Advisory vote on 2023 executive compensation approved: 45.2M for, 2.1M against. - KPMG LLP ratified as independent auditor for FY 2024 with 50.1M votes for. - 2024 Long-Term Incentive Plan approved: 44.1M for, 3.2M against. - Charter amendment to allow officer exculpation under Delaware law passed with 40.6M for, 6.6M against. ## SEC filing metadata - accession: 0001213900-24-041570 - form_type: 8-K - cik: 0001337619 - company_name: ENVESTNET, INC. - filed_at: 2024-05-10T23:59:59+00:00 - event_type: other - sentiment: neutral - materiality_score: 0.4 - calibrated_materiality_score: 0.4 - confidence: high - sec_items: 5.03, 5.07, 9.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/ea0205695-8k_envest.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001213900-24-041570 - JSON: https://secwatch.observer/filing/0001213900-24-041570.json - Plain text: https://secwatch.observer/filing/0001213900-24-041570.txt ## Key facts - Governance Changes ENVESTNET, INC.: Amendment to Fifth Amended and Restated Certificate of Incorporation to allow for exculpation of certain officers as permitted by recent amendments to Delaware law (effective 2024-05-09). - Change: charter amendment - Effective: 2024-05-09 source text: At the 2024 Annual Shareholders Meeting of Envestnet, Inc. (the “Company”) held on May 8, 2024 (the “Annual Meeting”), the Company’s shareholders approved an amendment to the Company’s Fifth Amended and Restated Certificate of Incorporation (the “Charter Amendment”) to allow for exculpation of certain officers as permitted pursuant to recent amendments to Delaware law. evidence_url: https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm - Shareholder Votes ENVESTNET, INC. shareholders approved The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024 at the 2024-05-08 meeting. - Proposal: auditor ratification - Outcome: passed - Meeting: 2024-05-08 source text: PROPOSAL 3 The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024. SHARES For: 50,119,099 Against: 343,069 Abstain: 327,930 Broker Non-Votes: - evidence_url: https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm - Shareholder Votes ENVESTNET, INC. shareholders approved The approval of an amendment to Envestnet’s Fifth Amended and Restated Certificate of Incorporation to allow for exculpation of certain officers as permitted pursuant to recent amendments to Delaware law at the 2024-05-08 meeting. - Proposal: charter amendment - Outcome: passed - Meeting: 2024-05-08 source text: PROPOSAL 5 The approval of an amendment to Envestnet’s Fifth Amended and Restated Certificate of Incorporation to allow for exculpation of certain officers as permitted pursuant to recent amendments to Delaware law. SHARES For: 40,638,918 Against: 6,614,762 Abstain: 335,905 Broker Non-Votes: 3,200,514 evidence_url: https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm - Shareholder Votes ENVESTNET, INC. shareholders approved The approval, on an advisory basis, of 2023 executive compensation at the 2024-05-08 meeting. - Proposal: say on pay - Outcome: passed - Meeting: 2024-05-08 source text: PROPOSAL 2 The approval, on an advisory basis, of 2023 executive compensation. SHARES For: 45,195,182 Against: 2,064,280 Abstain: 330,124 Broker Non-Votes: 3,200,513 evidence_url: https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm - Shareholder Votes ENVESTNET, INC. shareholders approved Election of directors to serve until the 2025 Annual Shareholders Meeting at the 2024-05-08 meeting. - Proposal: director election - Outcome: passed - Meeting: 2024-05-08 source text: PROPOSAL 1 Election of directors to serve until the 2025 Annual Shareholders Meeting. NOMINEE FOR WITHHELD BROKER NON-VOTES Valerie Mosley 45,488,965 2,100,621 3,200,513 Gregory Smith 45,599,981 1,989,605 3,200,513 evidence_url: https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm - Shareholder Votes ENVESTNET, INC. shareholders approved The approval of the Envestnet, Inc. 2024 Long-Term Incentive Plan at the 2024-05-08 meeting. - Proposal: equity plan - Outcome: passed - Meeting: 2024-05-08 source text: PROPOSAL 4 The approval of the Envestnet, Inc. 2024 Long-Term Incentive Plan. SHARES For: 44,115,345 Against: 3,153,063 Abstain: 321,177 Broker Non-Votes: 3,200,514 evidence_url: https://www.sec.gov/Archives/edgar/data/1337619/000121390024041570/0001213900-24-041570-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.