secwatch.observer — SEC 8-K summary ====================================== Issuer: NKGen Biotech, Inc. (—) CIK: 0001845459 Form: 8-K Filed at: 2024-05-13T23:59:59+00:00 Accession: 0001213900-24-041919 Event type: other_material Sentiment: neutral Materiality: 0.30 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 NKGen amends securities purchase agreement with Alpha to add 4.99% beneficial ownership cap -------------------------------------------------------------------------------- - Amendment dated May 13, 2024 to the May 7, 2024 Securities Purchase Agreement with Generating Alpha Ltd. - New Section 4(x) prohibits issuance of common stock that would cause Alpha and affiliates to beneficially own more than 4.99% of outstanding shares. - Beneficial ownership determined per Section 13(d) of the Exchange Act and Regulation 13D-G. - All other terms of the original Purchase Agreement remain unchanged. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1845459/000121390024041919/0001213900-24-041919-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1845459/000121390024041919/ea0205884-8k_nkgen.htm HTML page: https://secwatch.observer/filing/0001213900-24-041919 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer