secwatch.observer — SEC 8-K summary ====================================== Issuer: LiveOne, Inc. (LVO) CIK: 0001491419 Form: 8-K Filed at: 2024-05-14T23:59:59+00:00 Accession: 0001213900-24-042978 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 LiveOne enters $25M at-the-market equity offering agreement with Roth Capital ----------------------------------------------------------------------------- - Up to $25M of common stock may be sold at the Company's discretion through Roth Capital as sales agent. - Commission is 3.0% of gross sales price; Roth reimbursed up to $50,000 for fees and expenses. - Management currently intends not to sell shares below $5.00 per share. - Net proceeds to be used for working capital, general corporate purposes, including acquisitions and balance sheet. - Sales may be made in 'at the market' offerings under Rule 415. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1491419/000121390024042978/0001213900-24-042978-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1491419/000121390024042978/ea0202350-8k_liveone.htm HTML page: https://secwatch.observer/filing/0001213900-24-042978 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer