{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-24-043694","form_type":"8-K","ticker":"SAR","cik":"0001377936","company_name":"SARATOGA INVESTMENT CORP.","filed_at":"2024-05-15T23:59:59+00:00","discovered_at":"2026-05-14T18:03:18.157682+00:00","generated_at":"2026-06-01T22:48:21.498737+00:00","sec_items":["1.01","9.01"],"event_type":"other","sentiment":"neutral","materiality_score":0.25,"calibrated_materiality_score":0.25,"confidence":"high","headline":"Saratoga Investment adds Lucid Capital Markets as distribution agent to ATM program","bullets":["Amendment No. 4, dated May 15, 2024, adds Lucid Capital Markets as a distribution agent to the existing Equity Distribution Agreement.","The ATM program, established July 2021, allows Saratoga to sell common stock from time to time through agents.","No financial terms or program changes disclosed; this is a routine appointment of an additional agent.","Lucid joins existing agents: Ladenburg Thalmann, Compass Point, Raymond James."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-24-043694","json":"https://secwatch.observer/filing/0001213900-24-043694.json","markdown":"https://secwatch.observer/filing/0001213900-24-043694.md","text":"https://secwatch.observer/filing/0001213900-24-043694.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1377936/000121390024043694/0001213900-24-043694-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1377936/000121390024043694/ea0206207-8k_sarato.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-01T22:48:21.498737+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"e6ad6ddafecf12136c133f2c265a87586ed24bbf","claim":"SARATOGA INVESTMENT CORP. entered into Amendment No. 4 with Lucid Capital Markets, LLC (effective 2024-05-15).","evidence_excerpt":"On May 15, 2024, the Company added one additional distribution agent to the ATM Program, Lucid Capital Markets, LLC (“Lucid” and, together with Ladenburg, Compass Point, and Raymond James, the “Agents”). In connection with the addition of Lucid as a distribution agent, the Company and the Adviser entered into the amendment no. 4, dated May 15, 2024 (“Amendment No. 4”), to the equity distribution agreement","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1377936/000121390024043694/0001213900-24-043694-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"atm program"},{"label":"Counterparty","value":"Lucid Capital Markets, LLC"},{"label":"Effective","value":"2024-05-15"}]}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}