secwatch.observer — SEC 8-K summary
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Issuer:     SARATOGA INVESTMENT CORP. (SAR)
CIK:        0001377936
Form:       8-K
Filed at:   2024-05-15T23:59:59+00:00
Accession:  0001213900-24-043694
Event type: other
Sentiment:  neutral
Materiality: 0.25
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Saratoga Investment adds Lucid Capital Markets as distribution agent to ATM program
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- Amendment No. 4, dated May 15, 2024, adds Lucid Capital Markets as a distribution agent to the existing Equity Distribution Agreement.
- The ATM program, established July 2021, allows Saratoga to sell common stock from time to time through agents.
- No financial terms or program changes disclosed; this is a routine appointment of an additional agent.
- Lucid joins existing agents: Ladenburg Thalmann, Compass Point, Raymond James.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1377936/000121390024043694/0001213900-24-043694-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1377936/000121390024043694/ea0206207-8k_sarato.htm
  HTML page:      https://secwatch.observer/filing/0001213900-24-043694

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