{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-24-044368","form_type":"8-K","ticker":"SIEB","cik":"0000065596","company_name":"SIEBERT FINANCIAL CORP","filed_at":"2024-05-16T23:59:59+00:00","discovered_at":"2026-05-14T18:03:21.692629+00:00","generated_at":"2026-06-01T21:59:17.945286+00:00","sec_items":["4.01","9.01"],"event_type":"other_material","sentiment":"negative","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Siebert Financial Corp.'s auditor Baker Tilly resigns; company seeking replacement","bullets":["Baker Tilly resigned as independent auditor on May 13, 2024, effective after completing Q1 2024 review.","No disagreements on accounting principles or audit scope during fiscal 2022-2023 or interim period.","Baker Tilly's reports for 2022 and 2023 contained no adverse opinion or qualification.","Previously reported material weakness in user access controls continues; no new reportable events.","Audit Committee is in process of selecting a new independent registered public accounting firm."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-24-044368","json":"https://secwatch.observer/filing/0001213900-24-044368.json","markdown":"https://secwatch.observer/filing/0001213900-24-044368.md","text":"https://secwatch.observer/filing/0001213900-24-044368.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/65596/000121390024044368/0001213900-24-044368-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/65596/000121390024044368/ea0206328-8k_siebert.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-01T21:59:17.945286+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"b345782896222f3bc413195fd59da759d29a7740","claim":"Baker Tilly US, LLP resigned as auditor of SIEBERT FINANCIAL CORP.","evidence_excerpt":"(the “Company”) finalized discussions with its independent registered public accounting firm, Baker Tilly US, LLP (“Baker Tilly), that it was resigning its engagement with the Company upon completion of Baker Tilly’s review of the Company’s financial","evidence_source":"SEC 8-K Item 4.01/4.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/65596/000121390024044368/0001213900-24-044368-index.htm","confidence":0.9,"family_label":"Auditor Changes","details":[{"label":"Action","value":"resignation"},{"label":"Auditor","value":"Baker Tilly US, LLP"}]}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}