secwatch.observer — SEC 8-K summary
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Issuer:     SIEBERT FINANCIAL CORP (SIEB)
CIK:        0000065596
Form:       8-K
Filed at:   2024-05-16T23:59:59+00:00
Accession:  0001213900-24-044368
Event type: other_material
Sentiment:  negative
Materiality: 0.60
Item codes: 4.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Siebert Financial Corp.'s auditor Baker Tilly resigns; company seeking replacement
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- Baker Tilly resigned as independent auditor on May 13, 2024, effective after completing Q1 2024 review.
- No disagreements on accounting principles or audit scope during fiscal 2022-2023 or interim period.
- Baker Tilly's reports for 2022 and 2023 contained no adverse opinion or qualification.
- Previously reported material weakness in user access controls continues; no new reportable events.
- Audit Committee is in process of selecting a new independent registered public accounting firm.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/65596/000121390024044368/0001213900-24-044368-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/65596/000121390024044368/ea0206328-8k_siebert.htm
  HTML page:      https://secwatch.observer/filing/0001213900-24-044368

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