---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-046313"
form_type: "8-K"
ticker: "ABVC"
cik: "0001173313"
company_name: "ABVC BIOPHARMA, INC."
filed_at: "2024-05-23T23:59:59+00:00"
generated_at: "2026-06-01T09:04:33.248132+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# ABVC Biopharma induces Lind Global to exercise 1M warrants at $0.75, issues new 1M warrant at $1.00

## Summary
- Lind Global exercises 1,000,000 existing warrants at reduced price of $0.75/share, generating $750,000 cash proceeds.
- Company issues new 5-year warrant to purchase 1,000,000 shares at $1.00/share.
- Company must register new warrant shares within 30 days, effective within 60 days, or pay $15,000/week penalty.
- Placement agent Allele Capital receives 2% cash fee on warrant exercise proceeds.
- Warrants stem from previous securities purchase agreements dated Feb 2023, Nov 2023, and Jan 2024.

## SEC filing metadata
- accession: 0001213900-24-046313
- form_type: 8-K
- ticker: ABVC
- cik: 0001173313
- company_name: ABVC BIOPHARMA, INC.
- filed_at: 2024-05-23T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1173313/000121390024046313/0001213900-24-046313-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1173313/000121390024046313/ea0206715-8k_abvcbio.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-046313
- JSON: https://secwatch.observer/filing/0001213900-24-046313.json
- Plain text: https://secwatch.observer/filing/0001213900-24-046313.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.