---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-048456"
form_type: "8-K"
ticker: null
cik: "0001811109"
company_name: "Applied UV, Inc."
filed_at: "2024-05-31T23:59:59+00:00"
generated_at: "2026-06-01T07:13:22.514272+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 1.0
calibrated_materiality_score: 1.0
confidence: "high"
source: SEC EDGAR
---

# Applied UV files Chapter 11; Nasdaq to delist AUVI and AUVIP stock on June 4

## Summary
- Filed voluntary Chapter 11 petitions on May 24, 2024 for Applied UV and subsidiary SteriLumen.
- Cash on hand as of filing date: ~$10,000 (Applied UV) and ~$55,000 (SteriLumen).
- Nasdaq notified company of delisting due to bankruptcy; trading suspended June 4, 2024; company will not appeal.
- Holders of common and Series A preferred stock may receive no distribution; trading deemed highly speculative.

## SEC filing metadata
- accession: 0001213900-24-048456
- form_type: 8-K
- cik: 0001811109
- company_name: Applied UV, Inc.
- filed_at: 2024-05-31T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 1.0
- calibrated_materiality_score: 1.0
- confidence: high
- sec_items: 1.03, 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1811109/000121390024048456/0001213900-24-048456-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1811109/000121390024048456/ea0207186-8k_applieduv.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-048456
- JSON: https://secwatch.observer/filing/0001213900-24-048456.json
- Plain text: https://secwatch.observer/filing/0001213900-24-048456.txt

## Key facts
- Distress & Bankruptcy
  Applied UV, Inc. entered chapter 11 in United States Bankruptcy Court for the District of New York (petition 2024-05-24).
  - Proceeding: chapter 11
  - Court: United States Bankruptcy Court for the District of New York
  - Petition: 2024-05-24
  source text: On May 24, 2024, Applied UV, Inc. (the “Company”), and its wholly owned subsidiary, SteriLumen, Inc. (“SteriLumen”), filed voluntary petitions for relief under chapter 11 of title 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of New York (the “Bankruptcy Court”). The Company’s and SteriLumen’s chapter 11 cases (the “Chapter 11 Cases”) are being administered under the captions In re: Applied UV, Inc. , Case No. 24-22462 and In re: Sterilumen, Inc. , Case No. 24-22463, respectively.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1811109/000121390024048456/0001213900-24-048456-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.