secwatch.observer — SEC 8-K summary
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Issuer:     Applied UV, Inc. (—)
CIK:        0001811109
Form:       8-K
Filed at:   2024-05-31T23:59:59+00:00
Accession:  0001213900-24-048456
Event type: other_material
Sentiment:  negative
Materiality: 1.00
Item codes: 1.03, 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Applied UV files Chapter 11; Nasdaq to delist AUVI and AUVIP stock on June 4
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- Filed voluntary Chapter 11 petitions on May 24, 2024 for Applied UV and subsidiary SteriLumen.
- Cash on hand as of filing date: ~$10,000 (Applied UV) and ~$55,000 (SteriLumen).
- Nasdaq notified company of delisting due to bankruptcy; trading suspended June 4, 2024; company will not appeal.
- Holders of common and Series A preferred stock may receive no distribution; trading deemed highly speculative.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1811109/000121390024048456/0001213900-24-048456-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1811109/000121390024048456/ea0207186-8k_applieduv.htm
  HTML page:      https://secwatch.observer/filing/0001213900-24-048456

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