secwatch.observer — SEC 8-K summary ====================================== Issuer: Aeluma, Inc. (ALMU) CIK: 0001828805 Form: 8-K Filed at: 2024-08-06T23:59:59+00:00 Accession: 0001213900-24-065747 Event type: debt Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Aeluma closes $1.8M convertible note offering; notes mature June 2026 --------------------------------------------------------------------- - Initial closing with five accredited investors for $1,800,000 aggregate principal. - Notes bear zero interest, mature June 30, 2026, convertible at floor $2.68 or ceiling $3.50 per share. - Company may hold additional closings up to $4,000,000 total; no minimum offering amount. - Proceeds used for working capital, technology and business development. - Piggyback registration rights granted for shares underlying the notes. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1828805/000121390024065747/0001213900-24-065747-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1828805/000121390024065747/ea0210722-8k_aeluma.htm HTML page: https://secwatch.observer/filing/0001213900-24-065747 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer