---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-068526"
form_type: "8-K"
ticker: "DOMH"
cik: "0000012239"
company_name: "Dominari Holdings Inc."
filed_at: "2024-08-14T23:59:59+00:00"
generated_at: "2026-05-31T09:15:52.148634+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Dominari Securities approved as Nasdaq Limited Underwriting Member; enables principal underwriter role

## Summary
- Wholly-owned subsidiary Dominari Securities LLC approved as a Limited Underwriting Member of Nasdaq.
- Approval allows Dominari to act as principal underwriter under Nasdaq Listing Rule 5210(m).
- CEO Kyle Wool says designation is a key milestone for executing investment banking transactions.
- Designation expected to help assist companies applying for initial Nasdaq listings in underwritten transactions.

## SEC filing metadata
- accession: 0001213900-24-068526
- form_type: 8-K
- ticker: DOMH
- cik: 0000012239
- company_name: Dominari Holdings Inc.
- filed_at: 2024-08-14T23:59:59+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/12239/000121390024068526/0001213900-24-068526-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/12239/000121390024068526/ea0211324-8k_dominari.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-068526
- JSON: https://secwatch.observer/filing/0001213900-24-068526.json
- Plain text: https://secwatch.observer/filing/0001213900-24-068526.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.