secwatch.observer — SEC 8-K summary ====================================== Issuer: CERO THERAPEUTICS HOLDINGS, INC. (CERO) CIK: 0001870404 Form: 8-K Filed at: 2024-10-02T23:59:59+00:00 Accession: 0001213900-24-084337 Event type: leadership Sentiment: neutral Materiality: 0.75 Item codes: 5.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 CERo Therapeutics names new CFO and CDO, reprices options to $0.10 ------------------------------------------------------------------ - Al Kucharchuk appointed CFO effective Oct 1, 2024; receives 500K stock options vesting over 12 months, monthly consulting fee $16K. - Kristen Pierce appointed CDO effective Oct 1, 2024; receives 200K options vesting over 24 months (50% accelerated on FDA IND acceptance), $30K/mo fee. - Chris Ehrlich named Interim CEO; receives 2.8M options vesting 50% on IND and 50% on $1.5M financing, $30K/mo fee. - All outstanding options with exercise price >$0.10 repriced to $0.10 per share under 2024 Equity Incentive Plan. - Brian Atwood (ex-CEO) and Charles Carter (ex-CFO) enter consulting agreements; Atwood forfeits 1.33M options, Carter forfeits 495K options. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1870404/000121390024084337/0001213900-24-084337-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1870404/000121390024084337/ea0216216-8k_cero.htm HTML page: https://secwatch.observer/filing/0001213900-24-084337 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer