secwatch.observer — SEC 8-K summary ====================================== Issuer: ClimateRock (CLRCF) CIK: 0001903392 Form: 8-K Filed at: 2024-10-31T23:59:59+00:00 Accession: 0001213900-24-092436 Event type: regulatory Sentiment: negative Materiality: 0.85 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 ClimateRock receives Nasdaq delisting notice for failing to meet 400 public holders minimum -------------------------------------------------------------------------------- - Deficiency letter received April 10, 2024; company submitted compliance plan on May 28, 2024. - Nasdaq granted extension until October 7, 2024 to cure the public holder deficiency. - On October 8, 2024, Nasdaq notified delisting; company appealed on October 15, 2024. - Delisting is stayed pending a hearing before the Nasdaq Hearing Panel. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1903392/000121390024092436/0001213900-24-092436-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1903392/000121390024092436/ea0219312-8k_climate.htm HTML page: https://secwatch.observer/filing/0001213900-24-092436 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer